Membership documents

The Terms and Conditions do not stand alone. Clause 47.1 makes each of the documents below part of the same agreement, and several of them carry the detail the Terms deliberately leave out — the actual fee rates, the way Trading Headroom is sized, the thresholds behind the balance zones. This page is the register of all of them, so you can find any one of them in a single place.

Published documents

Each of these is incorporated into the Terms by reference and may be amended on 30 days’ notice in accordance with Clause 50.

The Privacy Notice is also incorporated by reference, at Clauses 37.2(b), 37.4 and 42.1(c).

Available on request

Two documents are held rather than published. Both are supplied to any Member who asks for them — write to [email protected].

  • Technical Compliance StatementEvidence of the triple-layer enforcement architecture that makes the Trading Headroom Limit a hard floor — application, API and ledger. Supplied for regulatory or audit purposes.Referenced at Clause 7.4(c)
  • Data Protection Impact Assessment — summarySummary of the DPIA conducted under UK GDPR Article 35 covering the profiling and automated-decision activity described in Part J. Available to Members and regulators on reasonable request.Referenced at Clause 46.5

Status of this register

Two references in the Terms have no separate document behind them, and both are accounted for rather than missing.

  • The Review Moderation procedure (Clause 12.3(c)) is published as part of the Platform Rules, which is where Clause 12.3(c) says it lives.
  • Referral Programme rules (Clause 21.3(b)) do not exist, because the Fee Schedule provides no Referral Programme fee waiver. Clause 21.3(b) applies only where it does. Referrals do count towards the Participation Credits that keep the Network Participation Surcharge off your subscription; those rules are in the Fee Schedule.